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Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.
Your advisor relationship with Commonwealth Capital Management gives you:
• Our payout is extremely competitive as we start at 65% and it goes up to a 90% payout
• Convenient local back office support bypassing home office bureaucracy
• Unhindered growth, independence, and opportunity without production quotas, so you can make the right decisions for your clients without sacrificing the relationship to make numbers
• Office and processing assistance and minimum disruption during transition
• Rewards for putting client service first – support by payout increases instead of decreases so you can continue to be client-centric
• Coaching and peer-to-peer support
• A growth road map that is customized just for you
• A firm culture that fosters the exchange of ideas and expression without the constraints of office politics; you’re not working for your firm, but with it.
• Comprehensive technology options, including Advisor Text Messaging and eSign
• Self-branding options available
• In house marketing to help boost your efforts at any moment.
"CCM helped me advance my practice in ways I could not have done alone." - David Price
Committed to Delivering Trusted Support You Can Count On
Commonwealth Capital Management Group, LLC is an independently owned financial services firm led by a multi-disciplinary team with a combined 100 years of experience. The firm’s hallmark is establishing relationships that support all the advantages that come with independence.
Your next opportunity is here. Take the next step today.
Request your complimentary information kit today!
Located in the large business district of Linn Station Road, we're conveniently close to you, and the clients you are hoping to reach. If our location isn't the best one for you, remote or branch offices are available.
Once you request your complimentary information kit, our OSJ Manager will reach out to you confidentially to discuss the next steps and mail you our information. It's as easy as that!
Back-end support and no quotas to reach.
Rated as one of the largest Louisville financial firms in 2022*.
In-house marketing to help elevate your image and succeed.
Copyright © 2022 Commonwealth Capital Management, LLC
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Joe Norris, Founder/Financial Advisor - Scott Richardson, Managing Partner/Financial Advisor
*The Louisville Business First Financial Advisory Firm list ranking is based on several factors including number of local financial advisors, local employment, and assets under management as of July 1, 2022. No fees were paid in exchange for inclusion on the list. Recognition from rating services or publications is no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance of results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluations.
Conveniently located in the heart of Louisville.
Become an advisor with a company that cares.
With back-end support, marketing help and more, CCM can help you grow further as an independent financial advisor.
10345 Linn Station Rd, Suite 200, Louisville, KY 40223
You’ll also have access to a broad range of award-winning products and services through our broker-dealer, Cetera Advisor Networks. Cetera offers a highly acclaimed technology platform, pro-active research, comprehensive due-diligence, training, and industry-leading marketing programs.
We serve advisors in these areas:
Louisville Business First named Commonwealth Capital Management as one of the top financial advisory firms in 2022* by the area's largest ranked on the number of local financial advisers.
"As the newest addition to CCM, I've never been happier that I made the move from PNC. They made the transition period so simple and I’m glad I chose to join CCM!" - Jacob Schaefer
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Over $1,000,000,000 in AUM. You know we're here for the long haul.
Extremely competitive payouts starting at 65% and go up to 90%.
Monthly Quotas. Clients come first, quotas come never.
Some quick details to point out about us.
From them to us, we've had many successful transitions.
Transitioned from MassMutual
Transitioned from Ameriprise
Transitioned from JP Morgan
Transitioned from Waddell & Reed
As of 11/01/2022